Filing Details
- Accession Number:
- 0001547903-19-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 20:22:28
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-12 20:22:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422024 | J William Leatherberry | C/O Nmi Holdings, Inc. 2100 Powell St. Emeryville CA 94608 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-11-07 | 10,378 | $8.50 | 169,723 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-11-07 | 17,603 | $11.10 | 187,326 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-11-07 | 27,981 | $32.74 | 159,345 | No | 4 | S | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-11-08 | 15,815 | $11.10 | 175,160 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-11-08 | 15,815 | $32.75 | 159,345 | No | 4 | S | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-11-12 | 12,685 | $33.66 | 146,660 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-11-07 | 10,378 | $0.00 | 10,378 | $8.50 |
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-11-07 | 17,603 | $0.00 | 17,603 | $11.10 |
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-11-08 | 15,815 | $0.00 | 15,815 | $11.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-02-12 | No | 4 | M | Direct | |
32,524 | 2027-02-09 | No | 4 | M | Direct | |
16,709 | 2027-02-09 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7411. The range of prices was $32.65 to $33.11. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7515. The range of sale prices was $32.75 to $32.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.6563. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold.
- Represents 97,056 class A common shares and 49,604 unvested restricted stock units.
- The option vested in full on February 12, 2018.
- The option vests in three equal annual installments beginning on February 9, 2018.