Filing Details
- Accession Number:
- 0001209191-19-056217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 19:17:42
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-12 19:17:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4127 | Skyworks Solutions Inc. | SWKS | Semiconductors & Related Devices (3674) | 042302115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689676 | John Robert Terry | 5221 California Avenue Irvine CA 92617 | Svp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-07 | 2,019 | $0.00 | 15,132 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-11-07 | 1,002 | $98.64 | 14,130 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-07 | 1,349 | $0.00 | 15,479 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-07 | 669 | $98.64 | 14,810 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 1,483 | $84.89 | 16,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 1,483 | $100.00 | 14,810 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 7,904 | $0.00 | 22,714 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-11-11 | 3,919 | $100.38 | 18,795 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 658 | $0.00 | 19,453 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 327 | $100.38 | 19,126 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 1,483 | $84.89 | 20,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 1,483 | $100.05 | 19,126 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 2,252 | $75.91 | 21,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 2,252 | $100.05 | 19,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-11 | 5,102 | $100.05 | 14,024 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-11-07 | 1,349 | $0.00 | 1,349 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-08 | 1,483 | $0.00 | 1,483 | $84.89 |
| Common Stock | Restricted Stock Units | Disposition | 2019-11-11 | 658 | $0.00 | 658 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 1,483 | $0.00 | 1,483 | $84.89 |
| Common Stock | Emplyoee Stock Option (right to buy) | Disposition | 2019-11-11 | 2,252 | $0.00 | 2,252 | $75.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,698 | No | 4 | M | Direct | ||
| 1,483 | 2022-11-09 | No | 4 | M | Direct | |
| 658 | No | 4 | M | Direct | ||
| 0 | 2022-11-09 | No | 4 | M | Direct | |
| 2,252 | 2023-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,769 | Indirect | By 401(k) plan |
Footnotes
- Represents 2019 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
- Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- Restricted stock units convert into shares of common stock on a one-for-one basis.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/9/2019.
- Represents 7,904 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
- This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2019.
- The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.
- This stock option vested in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
- The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.
- This stock option vests in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.
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