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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892482	Qumu Corp	QUMU	Services-Prepackaged Software (7372)	411577970

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1233571	J Raymond Harbert	2100 Third Avenue North Suite 600 Birmingham AL 35203	No	No	Yes	No
1259933	Harbert Management Corp	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1616659	Harbert Fund Advisors, Inc.	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1626127	Harbert Discovery Fund, Lp	2100 Third Avenue North, Suite 600 Birmingham AL 35203	Yes	No	Yes	No
1642336	F. John Bryant	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1642389	Kenan Lucas	2100 Third Avenue North, Suite 600 Birmingham AL 35203	Yes	No	Yes	No
1642538	Harbert Discovery Fund Gp, Llc	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2019-11-07	100,000	$2.50	1,392,522	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The amount of securities beneficially owned following reported transactions (the "Reported Shares") includes 25,000 shares of common stock received by Kenan Lucas in lieu of a portion of his annual board compensation. These 25,000 shares were assigned to Harbert Fund Advisors, Inc. ("HFA"), and are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
The Reported Shares (other than the 25,000 shares referenced in footnote (1)) are held in the account of the Fund and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) HFA, the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a senior advisor to the Fund, and a Vice President and Senior Managing Director of HMC, (v) Kenan Lucas, the managing director and portfolio manager of the Fund GP and a director of the Issuer and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.