Filing Details
- Accession Number:
- 0001209191-19-056131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 17:42:27
- Reporting Period:
- 2019-11-11
- Accepted Time:
- 2019-11-12 17:42:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195304 | J John Goggins | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-11 | 20,784 | $30.01 | 86,543 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 2,000 | $216.07 | 84,543 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-11 | 1,600 | $217.08 | 82,943 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-11 | 14,171 | $218.25 | 68,772 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-11 | 3,013 | $219.00 | 65,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 20,784 | $0.00 | 20,784 | $30.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,604 | Indirect | 401-K |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$215.72 to $216.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$216.74 to $217.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$217.78 to $218.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$218.78 to $219.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of the last statement dated September 30, 2019.
- One fourth of the options vested each year beginning with the date indicated.
Billionaire Hedge Funds
