Filing Details
- Accession Number:
- 0001209191-19-056129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 17:41:14
- Reporting Period:
- 2019-11-11
- Accepted Time:
- 2019-11-12 17:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481153 | Robert Fauber | 7 World Trade Center, 250 Greenwich St. New York NY 10007 | President-Mis | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-11 | 3,071 | $46.43 | 49,591 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 3,071 | $216.26 | 46,520 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 650 | $79.55 | 47,170 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 650 | $216.26 | 46,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 3,071 | $0.00 | 3,071 | $46.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 650 | $0.00 | 650 | $79.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-13 | 2023-02-13 | No | 4 | M | Direct |
| 0 | 2015-02-12 | 2024-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
