Filing Details
- Accession Number:
- 0001439288-19-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 17:18:50
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-12 17:18:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535684 | W Mark Peterson | 511 W. Freshwater Way Milwaukee WI 53204 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-07 | 115,000 | $22.03 | 161,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-07 | 115,000 | $30.65 | 46,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-07 | 115,000 | $0.00 | 115,000 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,000 | 2022-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,396 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $25.77 | 2025-05-22 | 75,574 | 75,574 | Direct | |
| Common Stock | Stock Option (right to buy) | $19.70 | 2026-05-20 | 98,284 | 98,284 | Direct | |
| Common Stock | Stock Option (right to buy) | $23.13 | 2018-05-19 | 2027-05-19 | 58,642 | 58,642 | Direct |
| Common Stock | Stock Option (right to buy) | $28.91 | 2019-05-25 | 2028-05-25 | 22,994 | 22,994 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-05-22 | 75,574 | 75,574 | Direct |
| 2026-05-20 | 98,284 | 98,284 | Direct |
| 2027-05-19 | 58,642 | 58,642 | Direct |
| 2028-05-25 | 22,994 | 22,994 | Direct |
Footnotes
- The transactions were executed pursuant to a Rule 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $30.50 to $30.975. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- The original option vests in three annual installments beginning on the date listed above.
Billionaire Hedge Funds
