Filing Details

Accession Number:
0001674910-19-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 17:13:34
Reporting Period:
2019-11-07
Accepted Time:
2019-11-12 17:13:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674910 Valvoline Inc VVV Miscellaneous Products Of Petroleum & Coal (2990) 300939371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685753 A. Craig Moughler 100 Valvoline Way
Lexington KY 40509
Svp And Csco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-07 5,649 $13.08 25,957 No 4 M Direct
Common Stock Disposition 2019-11-07 4,008 $22.74 21,949 No 4 F Direct
Common Stock Disposition 2019-11-08 1,641 $22.91 24,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock FY 2013 Stock Appreciation Right Disposition 2019-11-07 5,649 $13.08 5,649 $13.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,543 Indirect By 401(k) Plan
Footnotes
  1. Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019.
  2. Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.
  3. Since the date of the reporting person's last report, 3,806 shares previously owned through the Valvoline 401(k) Plan were rolled over into a self-directed IRA and therefore are now owned directly.
  4. Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on November 8, 2019.
  5. 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.