Filing Details
- Accession Number:
- 0001674910-19-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 17:13:34
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-12 17:13:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674910 | Valvoline Inc | VVV | Miscellaneous Products Of Petroleum & Coal (2990) | 300939371 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685753 | A. Craig Moughler | 100 Valvoline Way Lexington KY 40509 | Svp And Csco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-07 | 5,649 | $13.08 | 25,957 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-07 | 4,008 | $22.74 | 21,949 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-11-08 | 1,641 | $22.91 | 24,114 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | FY 2013 Stock Appreciation Right | Disposition | 2019-11-07 | 5,649 | $13.08 | 5,649 | $13.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,543 | Indirect | By 401(k) Plan |
Footnotes
- Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019.
- Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.
- Since the date of the reporting person's last report, 3,806 shares previously owned through the Valvoline 401(k) Plan were rolled over into a self-directed IRA and therefore are now owned directly.
- Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on November 8, 2019.
- 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.