Filing Details
- Accession Number:
- 0001209191-19-056023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 16:33:48
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-12 16:33:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107843 | Qualys Inc. | QLYS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007707 | F Philippe Courtot | C/O Qualys, Inc. 919 E. Hillsdale Blvd. Foster City CA 94404 | Chairman, President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-07 | 60,566 | $26.86 | 5,614,522 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-07 | 36,510 | $84.62 | 5,578,012 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-07 | 24,056 | $85.41 | 5,553,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 74,553 | $26.86 | 5,628,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 14,142 | $82.93 | 5,614,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-08 | 59,911 | $83.74 | 5,554,456 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-08 | 500 | $84.62 | 5,553,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 34,082 | $26.86 | 5,588,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 33,934 | $83.82 | 5,554,104 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-11 | 148 | $84.28 | 5,553,956 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-07 | 60,566 | $0.00 | 60,566 | $26.86 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-08 | 74,553 | $0.00 | 74,553 | $26.86 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-11 | 34,082 | $0.00 | 34,082 | $26.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 108,635 | 2024-02-06 | No | 4 | M | Direct | |
| 34,082 | 2024-02-06 | No | 4 | M | Direct | |
| 0 | 2024-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | See Footnote |
Footnotes
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.
- The sale price represents the weighted average price of the shares sold ranging from $84.10 to $85.09 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $85.10 to $85.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $82.33 to $83.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $83.34 to $84.29 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $83.19 to $84.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $84.23 to $84.31 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
- The option is fully vested and immediately exercisable.
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