Filing Details

Accession Number:
0000950138-19-000526
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 16:18:21
Reporting Period:
2019-11-08
Accepted Time:
2019-11-12 16:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
32604 Emerson Electric Co EMR Electronic & Other Electrical Equipment (No Computer Equip) (3600) 430259330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754881 Lanca Surendralal Karsanbhai C/O Emerson Electric Co.
8000 W. Florrissant Avenue
St. Louis MO 63136
Exec Pres Auto Sols No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-08 9,000 $53.31 39,005 No 4 M Direct
Common Stock Disposition 2019-11-08 682 $73.93 38,323 No 4 F Direct
Common Stock Disposition 2019-11-08 2,551 $73.93 35,772 No 4 F Direct
Common Stock Disposition 2019-11-08 4,779 $73.70 30,993 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-11-08 9,000 $0.00 9,000 $53.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-10-04 2020-10-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,136 Indirect By Trust
Common Stock 453 Indirect Custodian Account for Son
Common Stock 453 Indirect Custodian Account for Daughter
Common Stock 390 Indirect 401(k) plan
Common Stock 43 Indirect 401(k) excess plan
Common Stock 187 Indirect Profit Sharing Plan
Common Stock 31 Indirect 401(k) excess plan II
Footnotes
  1. Exercise of 3,539 incentive stock options and 5,461 non-qualified stock options exempt under Rule 16b-3.
  2. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
  3. Payment of option exercise price by delivering securities.
  4. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.68 to $73.71. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. The options vested in three equal annual installments beginning on the date indicated.
  6. Price is not applicable to stock options received as incentive compensation.