Filing Details
- Accession Number:
- 0001005229-19-000287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 14:58:22
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-11-12 14:58:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509464 | S Alan Korman | 205 Crosspoint Parkway Getzville NY 14068 | Vp, Gen'l Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-08 | 2,724 | $13.43 | 27,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 2,090 | $38.97 | 25,157 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 4,601 | $18.95 | 29,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 3,767 | $38.97 | 25,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-11-08 | 2,724 | $0.00 | 2,724 | $13.43 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-11-08 | 4,601 | $0.00 | 4,601 | $18.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
| 0 | 2023-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,523 | Direct |
Footnotes
- Includes 12,346.7718 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,479.2275 shares become fully vested and non-forfeitable on 5/23/2020; 1,861.7136 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,121.8187 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,698.6370 shares become fully vested and non-forfeitable 11/15/2019, 2,856.0326 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,329.3424 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.
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