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Filing Details

Accession Number:: 0001019056-19-000638
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-12 07:26:52
Reporting Period:: 2019-11-08

Accepted Time:: 2019-11-12 07:26:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
351834	Sunopta Inc.	STKL	Wholesale-Farm Product Raw Materials (5150)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
900529	Ardsley Advisory Partners Lp	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	Yes
1025710	J Philip Hempleman	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1485583	Ardsley Partners Renewable Energy Fund, L.p.	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1504218	Ardsley Partners I Gp Llc	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1598118	Ardsley Ridgecrest Partners Fund, L.p.	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1675562	Ardsley Duckdive Fund, L.p.	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1759258	Ardsley Healthcare Fund, L.p.	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes
1785968	Ardsley Advisory Partners Gp Llc	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-08	25,000	$2.30	12,057,855	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Footnotes

This Form 4 is being filed by Ardsley Advisory Partners LP (the "Advisor") on behalf of itself and Ardsley Advisory Partners GP LLC (the "Advisor General Partner"), Ardsley Partners I GP LLC (the "General Partner"), Ardsley Partners Renewable Energy Fund, L.P. (the "Renewable Energy Fund"), Ardsley Healthcare Fund, L.P. (the "Healthcare Fund"), Ardsley Duckdive Fund, L.P. (the "Duckdive Fund"), Ardsley Ridgecrest Partners Fund, LP (the "Ridgecrest Fund") and Philip J. Hempleman ("Hempleman" and, together with the Advisor, the Advisor General Partner, the General Partner, the Renewable Energy Fund, the Healthcare Fund, the Duckdive Fund, and the Ridgecrest Fund, the "Reporting Persons").
(Continued from Footnote 1) The Advisor General Partner serves as general partner to the Advisor. The General Partner serves as general partner to the Renewable Energy Fund, the Healthcare Fund, the Duckdive Fund, and the Ridgecrest Fund. Hempleman serves as managing member to the Advisor, the Advisor General Partner, and the General Partner.
The amounts set forth in Table I reflect the shares of Common Stock purchased by the Renewable Energy Fund in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the Advisor General Partner, the General Partner, and Hempleman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the Advisor General Partner, the General Partner, or Hempleman are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.