Filing Details
- Accession Number:
- 0001562180-19-005432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 21:32:12
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 21:32:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543151 | Uber Technologies Inc | UBER | Services-Business Services, Nec (7389) | 452647441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732125 | Cordell Travis Kalanick | 1455 Market Street, 4Th Floor San Francisco CA 94103 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-06 | 7,236,615 | $26.65 | 15,393,686 | No | 4 | S | Indirect | CRUT |
Common Stock | Disposition | 2019-11-06 | 3,428,955 | $27.18 | 11,964,731 | No | 4 | S | Indirect | CRUT |
Common Stock | Disposition | 2019-11-07 | 7,547,652 | $27.11 | 4,417,079 | No | 4 | S | Indirect | CRUT |
Common Stock | Disposition | 2019-11-08 | 2,051,624 | $27.40 | 2,365,455 | No | 4 | S | Indirect | CRUT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | CRUT |
No | 4 | S | Indirect | CRUT |
No | 4 | S | Indirect | CRUT |
No | 4 | S | Indirect | CRUT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 75,383,808 | Direct |
Footnotes
- This transaction was made pursuant to Mr. Kalanick's existing Rule 10b5-1 plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 to $26.98, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.
- Shares are held by TCK Five-Year CRUT for which Mr. Kalanick is the sole beneficial owner.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.52, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.59 to $27.40, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.61, inclusive.
- The Form 4s filed on May 13 and May 16, 2019, inadvertently overreported the number of shares of common stock directly beneficially owned by Mr. Kalanick by 270,000 shares. This has been corrected, and the total number of shares of common stock directly beneficially owned by Mr. Kalanick is 75,383,808.