Filing Details
- Accession Number:
- 0001082440-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 20:05:31
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-11-08 20:05:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1082440 | M Eric Demarco | 10680 Treena Street, Suite 600 San Diego CA 92131 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-08 | 76,152 | $4.98 | 138,463 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 25,000 | $4.98 | 163,463 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 125,000 | $4.98 | 288,463 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-08 | 98,848 | $4.98 | 387,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 31,519 | $19.75 | 355,792 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-08 | 200,000 | $19.50 | 155,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-08 | 93,481 | $19.50 | 62,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-08 | 76,152 | $0.00 | 76,152 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-08 | 25,000 | $0.00 | 25,000 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-08 | 125,000 | $0.00 | 125,000 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-08 | 98,848 | $0.00 | 98,848 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-11-08 | 2023-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 499,650 | Indirect | by trust |
| Common Stock | 11,208 | Indirect | by spouse |
Footnotes
- Exercise of stock option right to buy, which was granted 1/4/2013.
- Shares withheld to cover exercise price of certain options exercised.
- Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.37 to $19.76 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.
Billionaire Hedge Funds
