Filing Details
- Accession Number:
- 0001225208-19-014325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 18:01:32
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 18:01:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611983 | Liberty Broadband Corp | LBRDA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1099636 | B Gregory Maffei | 12300 Liberty Blvd. Englewood CO 80112 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2019-11-06 | 290,395 | $33.12 | 473,025 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2019-11-06 | 1,536 | $116.70 | 471,489 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2019-11-06 | 11,969 | $116.08 | 459,520 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2019-11-06 | 173,478 | $117.74 | 286,042 | No | 4 | F | Direct | |
| Series C Common Stock | Acquisiton | 2019-11-06 | 586,838 | $33.11 | 1,049,256 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2019-11-06 | 11,193 | $116.63 | 1,038,063 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2019-11-06 | 114,030 | $115.99 | 924,033 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2019-11-06 | 351,093 | $117.04 | 572,940 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2019-11-07 | 2,570 | $116.43 | 283,472 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2019-11-07 | 10,080 | $115.60 | 273,392 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2019-11-07 | 29,127 | $116.41 | 543,813 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2019-11-07 | 81,395 | $115.68 | 462,418 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common Stock | Stock Option - LBRDA (Right to Buy) | Disposition | 2019-11-06 | 290,395 | $0.00 | 290,395 | $33.12 |
| Series C Common Stock | Stock Option - LBRDK (Right to Buy) | Disposition | 2019-11-06 | 586,838 | $0.00 | 586,838 | $33.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-17 | No | 4 | M | Direct | |
| 0 | 2019-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 190,490 | Indirect | Maven 2016 - 1 GRAT |
| Series C Common Stock | 576,252 | Indirect | Maven 2016 - 1 GRAT |
Footnotes
- On December 5, 2016, the reporting person transferred 234,750 shares from his direct holdings to a grantor retained annuity trust, of which the reporting person is the sole trustee, for the benefit of himself, his spouse and his children. On March 6, 2019, the reporting person transferred 44,260 shares from the grantor retained annuity trust to his direct holdings.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $116.570 to $116.850, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $115.560 to $116.550, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The balance has been increased by one share as a result of an accounting reconciliation, and also includes 38,000 shares previously reported as held by the reporting person's grantor retained annuity trust. On March 6, 2018, the reporting person transferred 38,000 shares from a grantor retained annuity trust, of which the reporting person is the sole trustee, for the benefit of himself, his spouse and his children, to his direct holdings.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $116.530 to $116.880, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $115.530 to $116.520, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $116.160 to $116.710, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $115.150 to $116.110, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $116.160 to $116.840, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $115.165 to $116.155, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- On March 6, 2018, the reporting person transferred 38,000 shares from a grantor retained annuity trust, of which the reporting person is the sole trustee, for the benefit of himself, his spouse and his children, to his direct holdings.
- The derivative security is fully vested.
Billionaire Hedge Funds
