Filing Details
- Accession Number:
- 0000898770-19-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 17:03:40
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 17:03:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521166 | C Gregory Davis | 9220 Kirby Drive Suite 500 Houston TX 77054 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-06 | 550 | $3.05 | 550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-06 | 450 | $4.63 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-06 | 100 | $4.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-07 | 1,609 | $3.05 | 1,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-07 | 1,596 | $4.62 | 13 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-06 | 13 | $4.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-07 | 4,491 | $3.05 | 4,491 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Sharps Compliance 2010 Stock Plan | Acquisiton | 2019-11-06 | 550 | $3.05 | 550 | $3.05 |
| Common Stock | Sharps Compliance 2010 Stock Plan | Acquisiton | 2019-11-07 | 1,609 | $3.05 | 1,609 | $3.05 |
| Common Stock | Sharps Compliance 2010 Stock Plan | Acquisiton | 2019-11-07 | 4,491 | $3.05 | 4,491 | $3.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 86,510 | 2016-11-07 | 2019-11-07 | No | 4 | M | Direct |
| 84,901 | 2016-11-07 | 2019-11-07 | No | 4 | M | Direct |
| 80,410 | 2016-11-07 | 2019-11-07 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on November 7, 2012. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 7, 2019.
- This transaction represents the acquisition of common stock as a result of the exercise and hold of derivative securities reported in Table II. These options were originally granted on November 7, 2012 under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 7, 2019.
Billionaire Hedge Funds
