Filing Details
- Accession Number:
- 0001654954-19-012564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 17:00:14
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 17:00:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351998 | Data I/O Corp | DAIO | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 910864123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400003 | D John Delafield | Data I/O 6645 185Th Ave Ne, Suite 100 Redmond WA 98052 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-06 | 55,946 | $3.51 | 640,255 | No | 4 | P | Indirect | deemed to own shares held by DHPF |
| Common | Acquisiton | 2019-11-07 | 10,292 | $3.71 | 650,547 | No | 4 | P | Indirect | deemed to own shares held by DHPF |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | deemed to own shares held by DHPF |
| No | 4 | P | Indirect | deemed to own shares held by DHPF |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,600 | Direct |
Footnotes
- Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)
- Delefield Hambrecht Partners Fund, LP purchased shares
- Restricted Stock granted to Directors previously reported in May 2019
Billionaire Hedge Funds
