Filing Details
- Accession Number:
- 0001077183-19-000188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 16:47:06
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 16:47:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518734 | George Cardoza | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | President, Pharma Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-06 | 55,556 | $7.15 | 356,387 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-06 | 51,556 | $22.82 | 304,831 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-07 | 4,000 | $22.80 | 300,831 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-06 | 55,556 | $0.00 | 55,556 | $7.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,444 | 2017-04-20 | 2021-04-20 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.52 | 2018-04-28 | 2022-04-28 | 200,000 | 200,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $8.03 | 2019-02-26 | 2023-02-26 | 192,500 | 192,500 | Direct |
Common Stock | Stock Option (Right to Buy) | $19.60 | 2020-03-01 | 2024-03-01 | 51,459 | 51,459 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-04-28 | 200,000 | 200,000 | Direct |
2023-02-26 | 192,500 | 192,500 | Direct |
2024-03-01 | 51,459 | 51,459 | Direct |
Footnotes
- On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
- On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant.