Filing Details

Accession Number:
0001077183-19-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-08 16:47:06
Reporting Period:
2019-11-06
Accepted Time:
2019-11-08 16:47:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518734 George Cardoza 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
President, Pharma Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-06 55,556 $7.15 356,387 No 4 M Direct
Common Stock Disposition 2019-11-06 51,556 $22.82 304,831 No 4 S Direct
Common Stock Disposition 2019-11-07 4,000 $22.80 300,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-11-06 55,556 $0.00 55,556 $7.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
144,444 2017-04-20 2021-04-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $7.52 2018-04-28 2022-04-28 200,000 200,000 Direct
Common Stock Stock Options (Right to Buy) $8.03 2019-02-26 2023-02-26 192,500 192,500 Direct
Common Stock Stock Option (Right to Buy) $19.60 2020-03-01 2024-03-01 51,459 51,459 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-28 200,000 200,000 Direct
2023-02-26 192,500 192,500 Direct
2024-03-01 51,459 51,459 Direct
Footnotes
  1. On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  2. On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
  3. On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  4. On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant.