Filing Details
- Accession Number:
- 0000082811-19-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 16:10:28
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-08 16:10:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82811 | Regal Beloit Corp | RBC | Motors & Generators (3621) | 390875718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519652 | J Jonathan Schlemmer | 200 State Street Beloit WI 53511 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-07 | 16,500 | $72.29 | 78,963 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-11-07 | 26,000 | $63.56 | 104,963 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-07 | 38,020 | $82.58 | 66,943 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-11-07 | 4,480 | $82.74 | 62,463 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2019-11-07 | 16,500 | $0.00 | 16,500 | $72.29 |
Common Stock | Stock Appreciation Rights | Disposition | 2019-11-07 | 26,000 | $0.00 | 26,000 | $63.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-04 | 2021-05-04 | No | 4 | M | Direct |
0 | 2014-05-03 | 2022-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,585 | Indirect | Retirement Savings Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $64.99 | 2015-05-02 | 2023-05-02 | 16,200 | 16,200 | Direct |
Common Stock | Stock Appreciation Rights | $75.76 | 2016-05-07 | 2024-05-07 | 14,800 | 14,800 | Direct |
Common Stock | Stock Appreciation Rights | $78.15 | 2017-05-12 | 2025-05-12 | 17,675 | 17,675 | Direct |
Common Stock | Stock Appreciation Rights | $57.43 | 2018-05-11 | 2026-05-11 | 27,500 | 27,500 | Direct |
Common Stock | Stock Appreciation Rights | $80.70 | 2019-05-10 | 2027-05-10 | 17,950 | 17,950 | Direct |
Common Stock | Stock Appreciation Rights | $77.60 | 2020-05-09 | 2028-05-09 | 18,125 | 18,125 | Direct |
Common Stock | Stock Appreciation Rights | $81.81 | 2021-05-08 | 2029-05-08 | 21,200 | 21,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-02 | 16,200 | 16,200 | Direct |
2024-05-07 | 14,800 | 14,800 | Direct |
2025-05-12 | 17,675 | 17,675 | Direct |
2026-05-11 | 27,500 | 27,500 | Direct |
2027-05-10 | 17,950 | 17,950 | Direct |
2028-05-09 | 18,125 | 18,125 | Direct |
2029-05-08 | 21,200 | 21,200 | Direct |
Footnotes
- Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
- Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
- Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.