Filing Details
- Accession Number:
- 0001127602-19-032310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 15:13:02
- Reporting Period:
- 2019-11-06
- Accepted Time:
- 2019-11-08 15:13:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1481792 | Quadaphics Inc. | QUAD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309337 | B Christopher Harned | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-11-06 | 4,350 | $4.14 | 104,043 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 265,271 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | $16.62 | 2020-01-31 | 7,500 | 7,500 | Direct | |
| Class A Common Stock | Class B Common Stock | $0.00 | 234,012 | 234,012 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-31 | 7,500 | 7,500 | Direct |
| 234,012 | 234,012 | Indirect |
Footnotes
- Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.125 to $4.16. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
- Includes 4,860 additional deferred stock units, resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
- This total reflects an additional distribution of shares held by the reporting person's spouse in the Company's 401(a) Plan, exempt from reporting obligations.
- All options are fully vested and currently exercisable.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
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