Filing Details
- Accession Number:
- 0001052100-19-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 17:12:54
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-07 17:12:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190260 | W Jerry Walton | 6300 Lamar Avenue Overland Park KS 66202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Disposition | 2019-11-05 | 9,500 | $17.48 | 69,327 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $17.47 to $17.50 per share. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
Billionaire Hedge Funds
