Home > Insider Trading > Filing (0001628280-19-013691)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319201	Kla Corp	KLAC	Optical Instruments & Lenses (3827)	042564110

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182379	Kevin Kennedy	C/O Kla Corporation One Technology Drive Milpitas CA 95035		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock - Restricted Stock Units	Disposition	2019-11-05	2,072	$0.00	0	No	4	M	Direct
Common Stock	Acquisiton	2019-11-05	2,072	$0.00	3,974	No	4	M	Direct
Common Stock - Restricted Stock Units	Acquisiton	2019-11-05	1,162	$0.00	1,162	No	4	A	Direct
Common Stock	Disposition	2019-11-05	628	$174.32	16,557	No	4	S	Indirect	By Trust
Common Stock	Disposition	2019-11-05	1,472	$172.22	15,085	No	4	S	Indirect	By Trust
Common Stock	Disposition	2019-11-05	400	$173.01	14,685	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	A	Direct
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Footnotes

Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.
On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares. The RSUs vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control.
This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.
Represents the weighted average sales price for the shares. The sales prices ranged from $174.17 to $174.68. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.
Represents the weighted average sales price for the shares. The sales prices ranged from $171.71 to $171.70. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for the shares. The sales prices ranged from $172.83 to $173.26. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.