Filing Details
- Accession Number:
- 0001562180-19-005398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 16:55:49
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-07 16:55:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1271214 | Intersect Ent Inc. | XENT | Surgical & Medical Instruments & Apparatus (3841) | 200280837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614476 | Jr H Robert Binney | C/O Intersect Ent, Inc. 1555 Adams Drive Menlo Park CA 94025 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-05 | 4,687 | $21.06 | 29,036 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 9,375 | $18.90 | 38,411 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 7,875 | $13.05 | 46,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-05 | 25,584 | $21.54 | 20,702 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-05 | 4,687 | $0.00 | 4,687 | $21.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-05 | 9,375 | $0.00 | 9,375 | $18.90 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-05 | 7,875 | $0.00 | 7,875 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-01-20 | No | 4 | M | Direct | |
| 1,042 | 2026-01-14 | No | 4 | M | Direct | |
| 7,000 | 2027-01-17 | No | 4 | M | Direct |
Footnotes
- Includes 20,702 restricted stock units and 500 Shares purchased on 5/15/2019 with ESPP plan.
- Includes 20,702 restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.106 to $21.76, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The vesting commencement date of the option was January 1st, 2015. 1/8th of the shares subject to the option vested on July 1st, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over 42 months.
- The shares subject to the option vests monthly over four years commencing on January 1st, 2016.
- The vesting commencement date of the option was March 1st, 2017. 1/8th of the shares subject to the option vested on September 1st, 2017 and 1/48th of the shares subject to the option vests monthly thereafter over 42 months.
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