Filing Details
- Accession Number:
- 0000009984-19-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 15:32:48
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-07 15:32:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-05 | 3,379 | $26.59 | 350,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 15,400 | $24.24 | 366,129 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 25,300 | $26.32 | 391,429 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 13,310 | $37.13 | 404,739 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-05 | 57,389 | $61.28 | 347,350 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Acquisiton | 2019-11-05 | 3,379 | $0.00 | 3,379 | $26.59 |
| Common Stock | Stock Option-Right to Buy | Acquisiton | 2019-11-05 | 15,400 | $0.00 | 15,400 | $24.24 |
| Common Stock | Stock Option-Right to Buy | Acquisiton | 2019-11-05 | 25,300 | $0.00 | 25,300 | $26.32 |
| Common Stock | Stock Option-Right to Buy | Acquisiton | 2019-11-05 | 13,310 | $0.00 | 13,310 | $37.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-08 | No | 4 | M | Direct | |
| 0 | 2023-02-12 | No | 4 | M | Direct | |
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 17,490 | 2024-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,153 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 4799 Restricted Stock Units granted 2/8/2017, 8399 granted 2/8/2018 and 14400 granted 2/13/2019, that are subject to forfeiture if certain events occur.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.80, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
- 1 for 1.
- The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date.
- The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 3/1/2013 grant date.
- The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date.
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