Filing Details
- Accession Number:
- 0001225208-19-014249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 15:27:06
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-07 15:27:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666560 | Zhiwei Cai | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | Executive Vice President, Ea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-05 | 27,726 | $41.80 | 41,104 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 9,546 | $33.38 | 50,650 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 7,292 | $41.00 | 57,942 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 6,649 | $36.00 | 64,591 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 2,806 | $39.64 | 67,397 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-05 | 1,669 | $39.33 | 69,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-05 | 55,688 | $51.80 | 13,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 9,546 | $33.38 | 9,546 | $33.38 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 7,292 | $41.00 | 7,292 | $41.00 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 2,806 | $39.64 | 2,806 | $39.64 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 27,726 | $41.80 | 27,726 | $41.80 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 6,649 | $36.00 | 6,649 | $36.00 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-05 | 1,669 | $39.33 | 1,669 | $39.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-19 | 2026-01-19 | No | 4 | M | Direct |
| 0 | 2016-01-22 | 2025-01-22 | No | 4 | M | Direct |
| 0 | 2014-01-24 | 2023-01-24 | No | 4 | M | Direct |
| 0 | 2018-02-02 | 2025-02-02 | No | 4 | M | Direct |
| 0 | 2017-02-12 | 2026-02-12 | No | 4 | M | Direct |
| 0 | 2015-10-01 | 2024-10-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $45.05 | 2020-01-24 | 2029-01-24 | 27,472 | 27,472 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2015-01-23 | 2024-01-23 | 2,746 | 2,746 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $50.10 | 2018-01-26 | 2027-01-26 | 13,033 | 13,033 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $53.57 | 2019-01-25 | 2028-01-25 | 16,375 | 16,375 | Direct |
| Common Stock | Performance Stock Option (Right-to-Buy) | $57.70 | 2021-01-31 | 2027-10-20 | 62,552 | 62,552 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2020-01-24 | 2022-01-24 | 2,977 | 2,977 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2019-01-25 | 2021-01-25 | 1,188 | 1,188 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2018-01-26 | 2020-01-26 | 496 | 496 | Direct |
| Common Stock | Phantom Units | $0.00 | 2,034 | 2,034 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2020-01-24 | 2020-01-24 | 798 | 798 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2020-01-24 | 2022-01-24 | 2,977 | 2,977 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2019-01-25 | 2021-01-25 | 1,177 | 1,177 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-26 | 2020-01-26 | 1,249 | 1,249 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2018-02-12 | 2020-02-12 | 11,592 | 11,592 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-01-24 | 27,472 | 27,472 | Direct |
| 2024-01-23 | 2,746 | 2,746 | Direct |
| 2027-01-26 | 13,033 | 13,033 | Direct |
| 2028-01-25 | 16,375 | 16,375 | Direct |
| 2027-10-20 | 62,552 | 62,552 | Direct |
| 2022-01-24 | 2,977 | 2,977 | Direct |
| 2021-01-25 | 1,188 | 1,188 | Direct |
| 2020-01-26 | 496 | 496 | Direct |
| 2,034 | 2,034 | Direct | |
| 2020-01-24 | 798 | 798 | Direct |
| 2022-01-24 | 2,977 | 2,977 | Direct |
| 2021-01-25 | 1,177 | 1,177 | Direct |
| 2020-01-26 | 1,249 | 1,249 | Direct |
| 2020-02-12 | 11,592 | 11,592 | Direct |
Footnotes
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $51.80 to $51.8750. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- This option is 100% vested.
- This option vests in three equal annual installments beginning on the date shown.
- These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
- These performance stock units convert into shares of common stock on a 1-for-1 basis.
- These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
- These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
- Amount includes stock units acquired pursuant to a dividend equivalent feature.
- These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- These restricted stock units vest in one annual installment on the date shown.
- Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These restricted stock units vest in three equal annual installments beginning on the date shown.
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