Filing Details
- Accession Number:
- 0001518715-19-000206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 14:10:37
- Reporting Period:
- 2019-06-20
- Accepted Time:
- 2019-11-07 14:10:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1518715 | Homestreet Inc. | HMST | State Commercial Banks (6022) | 910186600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529665 | H Victor Indiek | 601 Union Street, Suite 2000 Seattle WA 98101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-20 | 1,241 | $0.00 | 5,693 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-08-13 | 251 | $0.00 | 5,944 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-11-05 | 3,272 | $31.28 | 2,672 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-06-20 | 1,241 | $0.00 | 1,241 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,404 | Indirect | Indiek Family Trust U/A/D 5/04/1989 |
Footnotes
- Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019.
- Stock issued based on Directors' compensation policy paid quarterly.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Mr. Indiek is the sole trustee of the Indiek Family Trust U/A/D 5/04/1989. Mr. Indiek disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.