Filing Details

Accession Number:
0001518715-19-000206
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 14:10:37
Reporting Period:
2019-06-20
Accepted Time:
2019-11-07 14:10:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518715 Homestreet Inc. HMST State Commercial Banks (6022) 910186600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529665 H Victor Indiek 601 Union Street, Suite 2000
Seattle WA 98101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-20 1,241 $0.00 5,693 No 4 M Direct
Common Stock Acquisiton 2019-08-13 251 $0.00 5,944 No 4 A Direct
Common Stock Disposition 2019-11-05 3,272 $31.28 2,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-06-20 1,241 $0.00 1,241 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,404 Indirect Indiek Family Trust U/A/D 5/04/1989
Footnotes
  1. Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019.
  2. Stock issued based on Directors' compensation policy paid quarterly.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Mr. Indiek is the sole trustee of the Indiek Family Trust U/A/D 5/04/1989. Mr. Indiek disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  5. Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
  6. RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.