Filing Details

Accession Number:
0001692276-19-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 11:57:43
Reporting Period:
2018-03-03
Accepted Time:
2019-11-07 11:57:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024795 Helios Technologies Inc. HLIO Miscellaneous Fabricated Metal Products (3490) 592754337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355892 L Tricia Fulton 1500 West University Parkway
Sarasota FL 34243
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-03 1,200 $53.03 58,038 No 4 F Direct
Common Stock Disposition 2018-10-22 1,100 $47.14 56,938 No 4 F Direct
Common Stock Disposition 2019-11-05 1,500 $45.00 55,872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,665 Indirect BY ESOP TRUST
Footnotes
  1. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.
  2. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,667 shares of restricted stock granted to the reporting person on October 22, 2015.
  3. Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.
  4. Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares).
  5. Reflects allocations of shares under the Helios Technologies, Inc. Employee Stock Ownership Plan.