Filing Details
- Accession Number:
- 0001692276-19-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-07 11:57:43
- Reporting Period:
- 2018-03-03
- Accepted Time:
- 2019-11-07 11:57:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024795 | Helios Technologies Inc. | HLIO | Miscellaneous Fabricated Metal Products (3490) | 592754337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355892 | L Tricia Fulton | 1500 West University Parkway Sarasota FL 34243 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-03 | 1,200 | $53.03 | 58,038 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-10-22 | 1,100 | $47.14 | 56,938 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-11-05 | 1,500 | $45.00 | 55,872 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,665 | Indirect | BY ESOP TRUST |
Footnotes
- Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.
- Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,667 shares of restricted stock granted to the reporting person on October 22, 2015.
- Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.
- Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares).
- Reflects allocations of shares under the Helios Technologies, Inc. Employee Stock Ownership Plan.