Filing Details

Accession Number:
0001551182-19-000186
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-06 17:26:05
Reporting Period:
2019-11-05
Accepted Time:
2019-11-06 17:26:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551182 Eaton Corp Plc ETN Misc Industrial & Commercial Machinery & Equipment (3590) 981059235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1743575 S Brian Brickhouse 1000 Eaton Blvd.
Cleveland OH 44122
See Remarks Below. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-11-05 1,678 $59.56 18,666 No 4 M Direct
Ordinary Shares Disposition 2019-11-05 1,104 $90.51 17,562 No 4 F Direct
Ordinary Shares Acquisiton 2019-11-05 5,722 $59.56 23,284 No 4 M Direct
Ordinary Shares Disposition 2019-11-05 5,722 $90.66 17,562 No 4 S Direct
Ordinary Shares Acquisiton 2019-11-05 1,768 $56.55 19,330 No 4 M Direct
Ordinary Shares Disposition 2019-11-05 1,105 $90.48 18,225 No 4 F Direct
Ordinary Shares Acquisiton 2019-11-05 11,532 $56.55 29,757 No 4 M Direct
Ordinary Shares Disposition 2019-11-05 11,532 $90.51 18,225 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option Disposition 2019-11-05 1,678 $0.00 1,678 $59.56
Ordinary Shares Stock Option Disposition 2019-11-05 5,722 $0.00 5,722 $59.56
Ordinary Shares Stock Option Disposition 2019-11-05 1,768 $0.00 1,768 $56.55
Ordinary Shares Stock Option Disposition 2019-11-05 11,532 $0.00 11,532 $56.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,722 2014-02-26 2023-02-26 No 4 M Direct
0 2014-02-26 2023-02-26 No 4 M Direct
11,532 2017-02-23 2026-02-23 No 4 M Direct
0 2017-02-23 2026-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 1,270 Indirect by trustee of ESP
Footnotes
  1. Price reported constitutes the average weighted price of shares sold, in the range of $90.644 - $90.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Price reported constitutes the average weighted price of shares sold, in the range of $90.48 - $90.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. These ordinary shares are held in the Eaton Savings Plan.
  4. These options were granted on February 26, 2013, and are fully vested and exercisable.
  5. These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.