Filing Details
- Accession Number:
- 0000899243-19-026771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 16:30:33
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-06 16:30:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1720725 | Oyster Point Pharma Inc. | OYST | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053891 | Sacha Lainovic | 126 East 56Th Street, 20Th Floor New York NY 10022 | Yes | No | Yes | No | |
1745076 | Invopps Iv Us, L.p. | 126 East 56Th Street, 20Th Floor New York NY 10022 | Yes | No | Yes | No | |
1792570 | Invopps Gp Iv, L.l.c. | 126 East 56Th Street, 20Th Floor New York NY 10022 | Yes | No | Yes | No | |
1792575 | Invopps Iv, L.p. | 126 East 56Th Street, 20Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-04 | 609,965 | $0.00 | 609,965 | No | 4 | C | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-04 | 1,230,050 | $0.00 | 1,230,050 | No | 4 | C | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-04 | 248,625 | $16.00 | 858,590 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-04 | 501,375 | $16.00 | 1,731,425 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Series B Convertible Preferred Stock | Disposition | 2019-11-04 | 609,965 | $0.00 | 609,965 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Series B Convertible Preferred Stock | Disposition | 2019-11-04 | 1,230,050 | $0.00 | 1,230,050 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- These shares of Series B Convertible Preferred Stock automatically converted into shares of the Issuer's common stock (the "Common Stock"), on a one-for-one basis, immediately prior to the completion of the Issuer's initial public offering. The Series B Convertible Preferred Stock had no expiration date.
- Reflects securities directly held by InvOpps IV US, L.P. ("Invus IV US").
- Reflects securities directly held by InvOpps IV, L.P. ("Invus IV").
- InvOpps GP IV, L.L.C. ("InvOpps GP") is the sole general partner of each of Invus IV and Invus IV US. Sacha Lainovic is the managing member of InvOpps GP.
- Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.