Filing Details
- Accession Number:
- 0001209191-19-055461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 16:04:02
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-06 16:04:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524472 | Xylem Inc. | XYL | Pumps & Pumping Equipment (3561) | 452080495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531827 | Kenneth Napolitano | 1 International Drive C/O Xylem Inc. Rye Brook NY 10573 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-04 | 5,000 | $24.60 | 46,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-04 | 5,000 | $78.71 | 41,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-11-04 | 5,000 | $0.00 | 5,000 | $24.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,140 | 2021-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,429 | Indirect | by 401(k) Plan |
Footnotes
- These options were exercised and sold pursuant to the Reporting Person's 10b5-1 Plan.
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 4,900 shares were executed at prices ranging from $78.30 to $79.25 per Share. 100 shares were executed at prices ranging from $79.43 to $79.43. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- As of October 31, 2019
- These options are fully vested and exercisable.
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