Filing Details
- Accession Number:
- 0000927089-19-000411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 15:13:18
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-06 15:13:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1538263 | Hometrust Bancshares Inc. | HTBI | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1767210 | T. Marty Caywood | Hometrust Bancshares, Inc. 10 Woodfin Street Asheville NC 28801 | Evp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-05 | 450 | $14.37 | 5,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-05 | 450 | $27.00 | 5,350 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-06 | 107 | $14.37 | 5,457 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-06 | 107 | $27.00 | 5,350 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2019-11-05 | 450 | $0.00 | 450 | $14.37 |
Common Stock | Stock Option | Disposition | 2019-11-06 | 107 | $0.00 | 107 | $14.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,107 | 2023-02-11 | No | 4 | M | Direct | |
4,000 | 2023-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,779 | Indirect | By KSOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $26.00 | 2028-02-11 | 10,000 | 10,000 | Direct | |
Common Stock | Stock Option | $27.51 | 2029-02-11 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-02-11 | 10,000 | 10,000 | Direct |
2029-02-11 | 15,000 | 15,000 | Direct |
Footnotes
- Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2018 and 4,000 shares on February 11, 2019 and is schedule to vest as to 4,000 shares on February 11, 2020.
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.