Filing Details
- Accession Number:
- 0000018230-19-000288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 14:15:03
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-06 14:15:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608229 | C Denise Johnson | 510 Lake Cook Road, Suite 100 Deerfield IL 60015 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-05 | 4,172 | $146.67 | 7,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-05 | 936 | $146.74 | 0 | No | 4 | S | Indirect | Held by Jerry Johnson Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held by Jerry Johnson Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,287 | Indirect | Held by 401(k) Plan |
Footnotes
- Adjusted to correct inadvertent clerical error.
- The information in this report is based on a 401(k) plan statement dated as of 10/31/2019.
Billionaire Hedge Funds
