Filing Details
- Accession Number:
- 0001127602-19-031993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 11:06:33
- Reporting Period:
- 2019-11-05
- Accepted Time:
- 2019-11-06 11:06:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614139 | K Khandpur Ashish | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-05 | 3,362 | $78.72 | 13,988 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-05 | 3,362 | $174.20 | 10,626 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-11-05 | 3,362 | $0.00 | 3,362 | $78.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 752 | Indirect | by Spouse |
Common Stock | 807 | Indirect | Spouse 401k/paesop |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.