Filing Details
- Accession Number:
- 0001209191-19-055345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 18:31:35
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-05 18:31:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107843 | Qualys Inc. | QLYS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007707 | F Philippe Courtot | C/O Qualys, Inc. 919 E. Hillsdale Blvd. Foster City CA 94404 | Chairman, President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-01 | 15,196 | $86.35 | 5,505,273 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-02 | 48,683 | $0.00 | 5,553,956 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-11-04 | 96,806 | $26.86 | 5,650,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-04 | 59,406 | $84.87 | 5,591,356 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-04 | 22,193 | $85.80 | 5,569,163 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-04 | 15,207 | $86.58 | 5,553,956 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2019-11-02 | 123,856 | $0.00 | 123,856 | $86.35 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-04 | 96,806 | $0.00 | 96,806 | $26.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 123,856 | 2029-11-01 | No | 4 | A | Direct | |
| 301,194 | 2024-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | See Footnote |
Footnotes
- The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").
- Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on December 1, 2019 and will vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.
- The sale price represents the weighted average price of the shares sold ranging from $84.37 to $85.36 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $85.37 to $86.34 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average price of the shares sold ranging from $86.38 to $86.97 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
- Shares subject to the option shall vest based on the achievement of goals that are not market price goals but based on operating performance for the three-year period from January 2020 through December 2022, subject to the Reporting Person continuing as a service provider through the date that performance is certified.
- The option is fully vested and immediately exercisable.
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