Filing Details
- Accession Number:
- 0001628280-19-013377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 18:29:18
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-05 18:29:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642421 | M. Brian Trafas | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock Units | Disposition | 2019-11-01 | 1,757 | $0.00 | 22,588 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 1,757 | $0.00 | 1,757 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-01 | 872 | $172.42 | 885 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-04 | 885 | $174.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
- On November 1, 2017, the Reporting Person was granted RSUs for 7,029 shares. On November 1, 2019, 25% of the RSUs vested.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
- Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 1, 2019.
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018.
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