Filing Details
- Accession Number:
- 0001562180-19-005353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 18:06:27
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-05 18:06:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519244 | John China | 3005 Tasman Drive Santa Clara CA 95054 | President Of Svb Capital | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-28 | 127 | $166.46 | 18,347 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 1,000 | $71.11 | 19,347 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-01 | 400 | $225.62 | 18,947 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 500 | $228.24 | 18,447 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 100 | $229.04 | 18,347 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-11-01 | 1,000 | $0.00 | 1,000 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,700 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 1, 2019.
- This transaction was executed in multiple trades at prices ranging from $225.02 to $225.83; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $227.86 to $228.64; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $229.03 to $229.06; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2019.
- 25%/4yr beginning on 30-Apr-2013.
Billionaire Hedge Funds
