Filing Details
- Accession Number:
- 0001212545-19-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 17:39:21
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-05 17:39:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331638 | Todd Marshall | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-01 | 20,000 | $50.18 | 360,000 | No | 4 | S | Indirect | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
| Common Stock | Disposition | 2019-11-05 | 10,000 | $52.00 | 350,000 | No | 4 | S | Indirect | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
| No | 4 | S | Indirect | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,096 | Direct | |
| Common Stock | 15,949 | Indirect | Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 |
| Common Stock | 33,069 | Indirect | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust |
| Common Stock | 33,069 | Indirect | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust |
| Common Stock | 6,570 | Indirect | Alexis V. Marshall Trust 12/27/1996 |
| Common Stock | 6,570 | Indirect | Jessica L. Marshall Trust 12/27/1996 |
| Common Stock | 252,057 | Indirect | The Arthur Marshall Family 1993 Irrevocable Trust |
| Common Stock | 6,000 | Indirect | Sandra Bendavid (spouse) |
| Common Stock | 31,000 | Indirect | AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.10 to $50.28, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
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