Filing Details
- Accession Number:
- 0001127602-19-031940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 16:57:36
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-05 16:57:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130144 | Sierra Bancorp | BSRR | State Commercial Banks (6022) | 330937517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321939 | F James Gardunio | 86 N. Main Street Porterville CA 93257 | Evp/Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-04 | 838 | $8.80 | 838 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-04 | 838 | $27.74 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-05 | 3,162 | $8.80 | 3,162 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-05 | 3,162 | $27.77 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2019-11-04 | 838 | $0.00 | 838 | $8.80 |
Common Stock | Stock Options | Disposition | 2019-11-05 | 3,162 | $0.00 | 3,162 | $8.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,162 | 2009-11-19 | 2019-11-19 | No | 4 | M | Direct |
0 | 2009-11-19 | 2019-11-19 | No | 4 | M | Direct |