Filing Details
- Accession Number:
- 0001321646-19-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 16:47:54
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-05 16:47:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478560 | Michael Kevin Fogarty | C/O Kraton Corporation 15710 John F. Kennedy Blvd., Suite 300 Houston TX 77032 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-04 | 39,496 | $14.46 | 298,848 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-04 | 39,496 | $24.45 | 259,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2019-11-04 | 39,496 | $0.00 | 39,496 | $14.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average. The prices actually received ranged from $24.08 to $24.765. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010.
Billionaire Hedge Funds
