Filing Details
- Accession Number:
- 0001639691-19-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 16:46:17
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-05 16:46:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639691 | Livanova Plc | LIVN | Electromedical & Electrotherapeutic Apparatus (3845) | 981268150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1686894 | Damien Mcdonald | 20 Eastbourne Terrace London X0 W2 6LG | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2019-11-01 | 1,000 | $74.40 | 58,774 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2019-11-04 | 16,745 | $0.00 | 75,519 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-11-04 | 8,503 | $71.05 | 67,016 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2019-11-04 | 16,745 | $0.00 | 16,745 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 131,054 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.
- Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.
- The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016, subject to continued service during the vesting period and the RSU Agreement.
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