Filing Details
- Accession Number:
- 0001209191-19-055036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-04 18:59:24
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-04 18:59:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1673772 | Rapt Therapeutics Inc. | RAPT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182464 | V David Goeddel | C/O Rapt Therapeutics, Inc. 561 Eccles Avenue South San Francisco CA 94080 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-04 | 2,463,659 | $0.00 | 2,463,659 | No | 4 | C | Indirect | By The Column Group II, LP |
Common Stock | Acquisiton | 2019-11-04 | 1,166,666 | $0.00 | 3,630,325 | No | 4 | C | Indirect | By The Column Group II, LP |
Common Stock | Acquisiton | 2019-11-04 | 727,008 | $0.00 | 4,357,333 | No | 4 | C | Indirect | By The Column Group II, LP |
Common Stock | Acquisiton | 2019-11-04 | 625,000 | $12.00 | 4,982,333 | No | 4 | P | Indirect | By The Column Group II, LP |
Common Stock | Acquisiton | 2019-11-04 | 1,454,016 | $0.00 | 1,454,016 | No | 4 | C | Indirect | By Ponoi Capital, LP |
Common Stock | Acquisiton | 2019-11-04 | 145,401 | $0.00 | 1,599,417 | No | 4 | C | Indirect | By Ponoi Capital, LP |
Common Stock | Acquisiton | 2019-11-04 | 145,401 | $0.00 | 145,401 | No | 4 | C | Indirect | By Ponoi Capital II, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By The Column Group II, LP |
No | 4 | C | Indirect | By The Column Group II, LP |
No | 4 | C | Indirect | By The Column Group II, LP |
No | 4 | P | Indirect | By The Column Group II, LP |
No | 4 | C | Indirect | By Ponoi Capital, LP |
No | 4 | C | Indirect | By Ponoi Capital, LP |
No | 4 | C | Indirect | By Ponoi Capital II, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-11-04 | 14,781,963 | $0.00 | 2,463,659 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-11-04 | 7,000,000 | $0.00 | 1,166,666 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2019-11-04 | 4,362,050 | $0.00 | 727,008 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2019-11-04 | 8,724,100 | $0.00 | 1,454,016 | $0.00 |
Common Stock | Series C-2 Preferred Stock | Disposition | 2019-11-04 | 872,410 | $0.00 | 145,401 | $0.00 |
Common Stock | Series C-2 Preferred Stock | Disposition | 2019-11-04 | 872,410 | $0.00 | 145,401 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | By The Column Group II Management, LP |
Footnotes
- At the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Series C-2 Preferred Stock of the Issuer automatically converted into approximately 0.166 shares of the Issuer's common stock (on an adjusted basis, after giving effect to the 1-for-6 reverse stock split of the common stock effected by the Issuer on July 19, 2019) for no additional consideration. Shares of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series C-2 Preferred Stock have no expiration date.
- David Goeddel is a managing partner of The Column Group II GP, LP, which is the general partner of The Column Group II, LP. Dr. Goeddel is also a managing partner of The Column Group II Management, LP. Dr. Goeddel is also a managing partner of Ponoi Management, LLC, general partner of Ponoi Capital, LP, and a managing partner of Ponoi II Management, LLC, general partner of Ponoi Capital II, LP. Dr. Goeddel may be deemed to share voting and investment power with respect to the shares reported herein and disclaims beneficial ownership of the shares except to the extent of his pecuniary interests therein.
- These shares are held directly by The Column Group II, LP.
- These shares are held directly by Ponoi Capital, LP.
- These shares are held directly by Ponoi Capital II, LP.
- These shares are held directly by The Column Group II Management, LP.