Filing Details
- Accession Number:
- 0001209191-19-055034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-04 18:57:19
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-04 18:57:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1673772 | Rapt Therapeutics Inc. | RAPT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646110 | Russell Brian Wong | C/O Rapt Therapeutics, Inc. 561 Eccles Avenue South San Francisco CA 94080 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-04 | 25,000 | $0.00 | 355,000 | No | 4 | C | Indirect | By The Wong Family Trust Dated February 4, 2008 |
Common Stock | Acquisiton | 2019-11-04 | 25,000 | $12.00 | 125,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By The Wong Family Trust Dated February 4, 2008 |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2019-11-04 | 150,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- At the closing of the Issuer's initial public offering, each share of Series B Preferred Stock of the Issuer automatically converted into approximately 0.166 shares of the Issuer's common stock (on an adjusted basis, after giving effect to the 1-for-6 reverse stock split of the common stock effected by the Issuer on July 19, 2019) for no additional consideration. Shares of Series B Preferred Stock have no expiration date.
- The shares are held directly by The Wong Family Trust Dated February 4, 2008 for which the Reporting Person is a trustee.