Filing Details
- Accession Number:
- 0001209191-19-055033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-04 18:54:32
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-04 18:54:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1673772 | Rapt Therapeutics Inc. | RAPT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182471 | Jl William Rieflin | C/O Rapt Therapeutics, Inc. 561 Eccles Avenue South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-04 | 43,390 | $0.00 | 60,056 | No | 4 | C | Indirect | By Rieflin Family Trust u/a dtd 4/3/00, William J. Rieflin and Prudence H. Rieflin, Trustees |
Common Stock | Acquisiton | 2019-11-04 | 16,666 | $0.00 | 76,722 | No | 4 | C | Indirect | By Rieflin Family Trust u/a dtd 4/3/00, William J. Rieflin and Prudence H. Rieflin, Trustees |
Common Stock | Acquisiton | 2019-11-04 | 8,000 | $12.00 | 8,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Rieflin Family Trust u/a dtd 4/3/00, William J. Rieflin and Prudence H. Rieflin, Trustees |
No | 4 | C | Indirect | By Rieflin Family Trust u/a dtd 4/3/00, William J. Rieflin and Prudence H. Rieflin, Trustees |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-11-04 | 260,344 | $0.00 | 43,390 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-11-04 | 100,000 | $0.00 | 16,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- At the closing of the Issuer's initial public offering, each share of Series A Preferred Stock and Series B Preferred Stock of the Issuer automatically converted into approximately 0.166 shares of the Issuer's common stock (on an adjusted basis, after giving effect to the 1-for-6 reverse stock split of the common stock effected by the Issuer on July 19, 2019) for no additional consideration. Shares of Series A Preferred Stock and Series B Preferred Stock have no expiration date.
- The shares are held directly by Rieflin Family Trust u/a dtd 4/3/00, William J. Rieflin and Prudence H. Rieflin, Trustees, for which the ReportingPerson is co-Trustee.