Filing Details
- Accession Number:
- 0001209191-19-054962
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-11-04 17:20:48
- Reporting Period:
- 2019-10-31
- Accepted Time:
- 2019-11-04 17:20:48
- Original Submission Date:
- 2019-11-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581432 | Charles John Stone | 1514 Rockrose Way Chandler AZ 85248 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Amkor Technology, Inc., Common Stock | Acquisiton | 2019-10-31 | 32,646 | $9.86 | 62,368 | No | 4 | M | Direct | |
Amkor Technology, Inc., Common Stock | Disposition | 2019-10-31 | 32,646 | $13.40 | 29,722 | No | 4 | S | Direct | |
Amkor Technology, Inc., Common Stock | Disposition | 2019-10-31 | 4,706 | $13.72 | 25,016 | No | 4 | S | Direct | |
Amkor Technology, Inc., Common Stock | Acquisiton | 2019-11-01 | 61,104 | $9.86 | 86,120 | No | 4 | M | Direct | |
Amkor Technology, Inc., Common Stock | Disposition | 2019-11-01 | 61,104 | $12.78 | 25,016 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Amkor Technology, Inc. Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-10-31 | 32,646 | $0.00 | 32,646 | $9.86 |
Amkor Technology, Inc., Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-11-01 | 61,104 | $0.00 | 61,104 | $9.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
117,354 | 2018-02-27 | 2027-02-27 | No | 4 | M | Direct |
56,250 | 2018-02-27 | 2027-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Amkor Technology, Inc., Common Stock | 2,000 | Indirect | Held in Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.00 to 13.72.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.50 to 12.92.
- The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.