Filing Details
- Accession Number:
- 0001127602-19-031679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-04 16:39:51
- Reporting Period:
- 2019-11-01
- Accepted Time:
- 2019-11-04 16:39:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659975 | M Jennifer Payne | 1010 Grand Blvd. Kansas City MO 64106 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-01 | 402 | $37.84 | 9,690 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 364 | $41.71 | 10,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 427 | $39.97 | 10,481 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 380 | $45.58 | 10,861 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 305 | $57.40 | 11,166 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 402 | $51.42 | 11,568 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 1,680 | $47.68 | 13,248 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-01 | 100 | $65.16 | 13,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 200 | $65.18 | 12,948 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 100 | $65.19 | 12,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 300 | $65.19 | 12,548 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 74 | $65.20 | 12,474 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 180 | $65.21 | 12,294 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 246 | $65.22 | 12,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 120 | $65.24 | 11,928 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 235 | $65.25 | 11,693 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 200 | $65.26 | 11,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 5 | $65.26 | 11,488 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 100 | $65.27 | 11,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 949 | $65.29 | 10,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 151 | $65.31 | 10,288 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 200 | $65.33 | 10,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 200 | $65.34 | 9,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 500 | $65.36 | 9,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-01 | 100 | $65.46 | 9,288 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 402 | $0.00 | 402 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 364 | $0.00 | 364 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 427 | $0.00 | 427 | $39.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 380 | $0.00 | 380 | $45.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 305 | $0.00 | 305 | $57.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 402 | $0.00 | 402 | $51.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-01 | 1,680 | $0.00 | 1,680 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 0 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 0 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
| 0 | 2017-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 134 | 2018-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 561 | 2016-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 578 | Indirect | By 401k |
| Common Stock | 231 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired through the reinvestment of dividends on restricted stock.
- Options vest 50% on 1/1/14, 75% on 1/1/15, and 100% on 1/1/16
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
- The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18
- Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
- Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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