Filing Details
- Accession Number:
- 0001407623-19-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-01 17:10:27
- Reporting Period:
- 2019-10-31
- Accepted Time:
- 2019-11-01 17:10:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415409 | A. Richard Baker | C/O Retail Opportunity Investments Corp. 11250 El Camino Real, Suite 200 San Diego CA 92130 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2019-10-31 | 50,000 | $18.66 | 273,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
