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Filing Details

Accession Number:: 0001001250-19-000121
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-01 16:40:36
Reporting Period:: 2019-10-31

Accepted Time:: 2019-11-01 16:40:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441645	Gregory Polcer	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Evp - Global Supply Chain	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-10-31	6,409	$0.00	85,723	No	4	M	Direct
Class A Common Stock	Disposition	2019-10-31	3,412	$183.99	82,311	No	4	F	Direct
Class A Common Stock	Disposition	2019-11-01	1,044	$184.29	81,267	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-01	671	$185.18	80,596	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-01	921	$186.20	79,675	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-01	234	$186.90	79,441	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-01	127	$187.91	79,314	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2019-10-31	2,549	$0.00	2,549	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2019-10-31	2,216	$0.00	2,216	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2019-10-31	1,644	$0.00	1,644	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-10-31	2019-10-31	No	4	M	Direct
2,216	2019-10-31	2020-11-02	No	4	M	Direct
3,288	2019-10-31	2021-11-01	No	4	M	Direct

Footnotes

Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 6, 2016, September 5, 2017, and September 4, 2018.
Not applicable.
Represents the withholding of shares for tax purposes.
The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
Sales prices range from $183.70 to $184.66 per share, inclusive.
Sales prices range from $184.69 to $185.67 per share, inclusive.
Sales prices range from $185.82 to $186.69 per share, inclusive.
Sales prices range from $186.86 to $187.34 per share, inclusive.
RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
RSUs from grant dated September 6, 2016.
RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,216 on November 2, 2020.
RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 2, 2020 and 1,644 on November 1, 2021.