Filing Details
- Accession Number:
- 0001567619-19-020298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-01 16:34:51
- Reporting Period:
- 2019-10-21
- Accepted Time:
- 2019-11-01 16:34:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1677513 | Dale Broadrick | 3003 Brick Church Pike Nashville TN 37207 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-21 | 215,000 | $0.11 | 7,629,732 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-10-22 | 36,213 | $0.14 | 7,665,945 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-10-23 | 6,500 | $0.14 | 7,672,445 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-10-25 | 151,000 | $0.14 | 7,823,445 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-10-28 | 1,000 | $0.17 | 7,824,445 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to acquire Common Stock | $0.15 | 2019-02-19 | 2024-02-19 | 500,000 | 500,000 | Direct |
| Common Stock | Warrant to acquire Common Stock | $0.15 | 2019-02-19 | 2024-02-19 | 500,000 | 500,000 | Direct |
| Common Stock | Warrant to acquire Common Stock | $0.15 | 2019-05-07 | 2024-05-07 | 555,556 | 555,556 | Direct |
| Common Stock | Warrant to acquire Common Stock | $0.15 | 2019-05-07 | 2024-05-07 | 555,555 | 555,555 | Direct |
| Common Stock | Warrant to acquire Common Stock | $0.20 | 2019-10-16 | 2024-10-16 | 3,333,333 | 3,333,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-19 | 500,000 | 500,000 | Direct |
| 2024-02-19 | 500,000 | 500,000 | Direct |
| 2024-05-07 | 555,556 | 555,556 | Direct |
| 2024-05-07 | 555,555 | 555,555 | Direct |
| 2024-10-16 | 3,333,333 | 3,333,333 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $0.10 to $0.13 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $0.14 to $0.15 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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