Filing Details
- Accession Number:
- 0000928054-19-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-01 15:33:10
- Reporting Period:
- 2019-10-29
- Accepted Time:
- 2019-11-01 15:33:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173236 | John Chisholm | 10603 W. Sam Houston Parkway N. Suite 300 Houston TX 77064 | Director, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-10-29 | 25,000 | $2.04 | 1,192,478 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,470 | Indirect | ProTechnics II |
Footnotes
- Disposition on October 29, 2019 of 25,000 shares at $2.04 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.975 to $2.075, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
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