Filing Details
- Accession Number:
- 0000707549-19-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-31 19:39:46
- Reporting Period:
- 2019-10-30
- Accepted Time:
- 2019-10-31 19:39:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392424 | A Richard Gottscho | 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-30 | 1,753 | $190.07 | 74,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-30 | 1,753 | $275.95 | 72,826 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-30 | 2,371 | $276.08 | 70,455 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-30 | 95 | $0.00 | 70,360 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-30 | 1,753 | $190.07 | 1,753 | $190.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,507 | 2025-03-01 | No | 4 | M | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $275.95 to $275.99, inclusive.
- 33.3% of the stock options will vest on 3/1/19, 3/1/20, and 3/1/21.
Billionaire Hedge Funds
