Filing Details
- Accession Number:
- 0000073124-19-000243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-31 16:54:53
- Reporting Period:
- 2019-10-30
- Accepted Time:
- 2019-10-31 16:54:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 S Lasalle St Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-10-30 | 8,110 | $100.52 | 0 | No | 4 | S | Indirect | 2018 GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | 2018 GRAT |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,322 | Direct | |
| Common Stock | 31,393 | Indirect | By Trust |
| Common Stock | 12,484 | Indirect | 2019 GRAT |
| Common Stock | 5,106 | Indirect | 401(k) as of 9-30-19 |
Footnotes
- Price reflects the weighted average sales price from $100.40 to $100.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Reflects the October 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Billionaire Hedge Funds
